Jim comes to us after spending 15 years running the Capitol Securities Trading desk, participating on Capitol’s Investment Banking team and serving in various Principal roles for the firm. He’s a veteran Operations professional with over 25 years of experience handling all aspects of Business Operations, Compliance & Trading for the CS Wealth Management Group. Jim holds various FINRA licenses Series: 6, 7, 24, 53, 63, 65, 99 and holds Life/Health and Annuity licenses. Jim is also an Accredited Asset Management Specialist designation with the College of Financial Planning.